William Galvin
William Galvin
concerned employees forced office protect purchase stock
My office is concerned that many of the employees were, in effect, coerced into the purchase of the stock. They were forced to purchase stock to protect their jobs.
banks however individual insure investors products sale securities speak states
The sale of securities products by banks is being reshaped as we speak in Washington, however in all instances the states want to insure that individual investors are protected,
charges filing high people relating trading
We will be filing more charges relating to market-timing trading at Putnam by people in high positions.
bipartisan both commission exactly national problem
The problem with the Carter-Baker Commission is exactly the problem with the National Association of Secretaries of State, ... We're both bipartisan and there's nothing bipartisan about scheming for presidential primaries.
ask interest interested mutual practice procedure questions
There is enough of an interest on our part to ask the questions of practice and procedure at mutual funds. We are interested in this and we are compiling information.
The discoveries keep coming, and they keep getting more and more amazing.