Annette Nazareth
Annette Nazareth
Annette LaPorte Nazarethis an American attorney who served as a Commissioner of the U.S. Securities and Exchange Commission from August 4, 2005 to January 31, 2008. She is currently a partner at Davis Polk & Wardwell working on complex regulatory matters and transactions in the firm's Washington, D.C. office...
act additional clear commission help rules
I think what we have here now is a very significant set of rules, ... I think the Commission has made it clear we will act on these rules tomorrow, but these additional inquiries we're doing will help us find out if we need additional actions.
additional align interests research terms
The terms of the settlement ... align the interests of research analysts with those of investors, without precluding additional rulemaking if needed,
actions certain email evidence formed largely legal possible reasonable recent record require required review standards
it's appropriate and reasonable for prosecutors to use their discretion, particularly when the legal standards are under review for possible change. Email evidence has formed the evidentiary record for many SEC enforcement actions in recent years, made possible largely because our regulations require broker dealers to keep certain required records.
achievement changes exchange quick stock tremendous york
It's a tremendous achievement that the New York Stock Exchange in such a quick way has responded to changes in the marketplace.